Legal development

Finra Faces Constitutional Challenges After Appeal Ducks Issues

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    • Perkins Coie partners look at open issues in Alpine case
    • Several constitutional issues could threaten Finra

    The self-regulatory organization responsible for member broker-dealers under federal law, the Financial Industry Regulatory Authority, is facing a number of constitutional challenges in the lower court following a federal appeals court decision in Washington late last year.

    Read the full article on Bloomberg Law.

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    Originally published before the Ashurst Perkins Coie combination. See disclaimer.