Corey McHattan
Corey McHattan

Corey McHattan

Partner

Sydney

+61 2 9258 6381 | +61 416 127 992
corey.mchattan@ashurstperkins.com

Introduction

Corey brings his deep experience and knowledge of financial regulation and compliance to clients across banking and other complex financial institutions.

Corey is a highly experienced regulatory lawyer, with a focus on the areas of financial services regulatory advice, structured products, market infrastructure and regulatory investigations and enforcement.

Corey's primary clients include leading investment banks, trading banks, and other financial institutions whom he advises on matters involving financial services regulation in areas such as the issue of retail and wholesale structured products, ASX participation issues, regulatory investigations, compliance queries, general commercial matters and mergers and acquisitions in the financial services sector.

  • FIIG Securities – advising in respect of ASIC civil penalty proceedings in respect of cyber breaches.
  • Global Financial Institution – advising in respect of ASIC Market Disciplinary Panel proceedings.
  • Multinational Financial Services Company – advising on updating client documentation following merger.
  • Various banks – Advising on the application of the new unfair contracts regime.
  • Leading Australian Bank – Advising on the sale of its wholesale stockbrocking arm to an economic research, management consulting, and IT solutions firm.
  • Various banks – advising on the foreign financial services providers (FFSP) regime.
  • Various CFD providers – advising on contraventions of the CFD product intervention order.
  • Pershing Securities Limited (Bank of New York Mellon) – Advised in relation to criminal proceedings for breach of client money rules
  • Life Trading – Advised on a markets disciplinary panel matter.

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