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Overview
Introduction
Aviva advises independent directors of major mutual fund and ETF complexes, helping them work effectively with fund management while keeping shareholders’ best interests in mind.
Aviva L. Grossman guides clients on fund governance, regulatory requirements, and compliance with the Investment Company Act. She has represented investment advisers and registered funds, and she analyzes Investment Company Act status issues for the availability of exemptions.
A former SEC lawyer in the Division of Investment Management, Aviva offers clients a dynamic perspective on regulatory matters. The knowledge and industry experience she gained as assistant general counsel for two financial institutions informs her practice.
Education & credentials
- Benjamin N. Cardozo School of Law, J.D., 1981
- Yeshiva University, B.A., cum laude, 1978
- New York